Compliance Officer

Job Description:
As part of the team, you will monitor & oversee Credit Representative compliance with Licensee & Regulatory Obligations and the company’s policies and procedures.


Auditing of loan files for credit representatives own license members, personal loans, Home Loans, Securities and Business Making recommendations and implementing procedures as required to continually improve the audit and Compliance Services provided to its members. Engage with key stakeholders across the business in a consultative capacity as required. Coaching and training employees and brokers in compliance matters Participate in the development of training and broker materials Respond to broker and Sales team compliance queries. Regular compliance reporting on completed audits and audit trends. Special projects relating to the role as required. Minimum Qualifications:
?Loan Processing and Mortgage Processing experience Finance brokerage/banking preferred back ground Financial Planning background will be considered Compliance, Risk Management and Audit experience in a lending environment Competent in the use of Microsoft Word, Excel and Outlook Appropriate people, communication and training skills Organisational, time management and prioritising skills imperative Personal Skills Solid communication skills Work well with all levels of contacts/stakeholders “Can do attitude” / Self Starter Attention to detail Ability to document procedures Ability to multi-task and work under pressure in peak periods Display initiative and common sense Open-minded with a flexible attitude to duties Ability to work unsupervised / autonomously